Broker Check

For Individuals and Families:

Proactive Investment Management

  • Customized investment portfolio development
  • Continuous investment monitoring
  • Independent, objective advice in your best interest
  • Recommend investment allocations within employer-sponsored accounts (e.g., 401 (k), stock incentives)

Retirement Income Planning

  • Develop strategies to meet your retirement income needs
  • Implement beneficial Social Security claiming strategies
  • Coordinate RMDs to avoid IRS tax penalties 

Comprehensive Web-based Financial Planning

  • Comprehensive financial plan tailored to you
  • Goal monitoring and progress updates
  • Your own personal financial website

Family Wealth Planning

  • Provide estate tax analysis and reduction techniques 
  • Identify and implement probate avoidance techniques 
  • Coordinate estate plan beneficiary designations 
  • Consult with your beneficiaries to minimize taxes 
  • Consult with your estate planning attorney

Tax Planning

  • Comprehensive tax return review
  • Annual tax projections and strategic planning
  • Dividend and capital gain planning
  • IRA and retirement plan tax monitoring
  • Proactive pretax retirement accounts advice
  • Strategies to minimize Social Security benefit taxation
  • Consult with your tax preparer
  • Monitor tax law changes

Client Services & Communications

  • Provide you a personal financial website to track ALL of your household assets - even those not custodied with us
  • Host semi-annual or annual reviews
  • Deliver additional informational financial tips
  • Maintain extensive network of professionals 

Insurance Services (Health, Life, Long-Term Care)

  • Risk analysis of insurance needs and recommendations
  • Review current policies to determine appropriate coverage

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